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Regulatory Authorisation and Applications


We offer assistance with FCA, PRA and Lloyd’s authorisation applications and all other applications including: approval of individuals, variation of permissions, change in controllers, legal status and approved persons. We do not adopt a one size fits all approach, but work with you to develop the application pack.  This ensures that your firm’s application fulfils the regulator’s threshold conditions and provides you with a workable compliance solution within your business.

Our team can guide you through the complex process of applying for authorisation by project managing your application, ensuring the application is complete and accurate, thus minimising any delays to your gaining authorisation and commencement of trading. 

We can:

  • Develop procedures and financial models
  • Review applications before they are submitted
  • Prepare your firm for regulatory visits and FCA interviews
  • Prepare and submitt FCA ‘variations of permission’ for firms changing their business models or facing new regulation such as consumer credit.